--- title: Legal Risk Management Tips | RIA description: RIA | Expert tips from the team at Jacko Law Group, PC --- [![jlg-logo.jpg](https://resources.jackolg.com/hs-fs/hubfs/jlg-logo.jpg?width=588&height=85&name=jlg-logo.jpg "jlg-logo.jpg")](http://www.jackolg.com/) Securities & Corporate Counsel San Diego • Los Angeles • San Francisco Call619-298-2880 415-766-3599 - [Home](http://www.jackolg.com/) - [Firm Overview](http://www.jackolg.com/Firm-Overview.shtml) - [Professionals](http://www.jackolg.com/Professionals/) - [Practice Areas](http://www.jackolg.com/Practice-Areas/) - [Events](http://www.jackolg.com/Events.shtml) - [News Room](http://www.jackolg.com/News-Room.shtml) - [Blog](https://resources.jackolg.com) - [Contact](http://www.jackolg.com/Contact.shtml) - [Home](http://www.jackolg.com/) - [Firm Overview](http://www.jackolg.com/Firm-Overview.shtml) - [Professionals](http://www.jackolg.com/Professionals/) - [Practice Areas](http://www.jackolg.com/Practice-Areas/) - [Events](http://www.jackolg.com/Events.shtml) - 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[Due Diligence](http://www.jackolg.com/Practice-Areas/Regulatory-Compliance-Legal-Services/Due-Diligence.shtml) - [Performance Advertising](http://www.jackolg.com/Practice-Areas/Regulatory-Compliance-Legal-Services/Performance-Advertising.shtml) - Securities Law Overview - [San Diego Area Securities Law](http://www.jackolg.com/Practice-Areas/Securities_PC/San-Diego-Area-Securities-Law.shtml) - [Los Angeles Area Securities Law](http://www.jackolg.com/Practice-Areas/Securities_PC/Los-Angeles-Area-Securities-Law.shtml) - [San Francisco Area Securities Law](http://www.jackolg.com/Practice-Areas/Securities_PC/San-Francisco-Area-Securities-Law.shtml) # Legal Risk Management Tips ## [Considerations When Purchasing an Investment Advisory Business - March 2016](https://resources.jackolg.com/news/considerations-when-purchasing-an-investment-advisory-business-march-2016) Posted by [Robert Boeche](https://resources.jackolg.com/news/author/robert-boeche) on Mar 31, 2016 5:00:00 AM - [Tweet](https://twitter.com/share) [![](https://resources.jackolg.com/hubfs/Stock%20images/charts%20and%20graphs%20of%20sales%20of%20securities%20-%20workplace%20successful%20business%20man.jpeg)](https://resources.jackolg.com/news/considerations-when-purchasing-an-investment-advisory-business-march-2016) For Registered Investment Advisers (“RIAs”), acquiring another investment adviser’s practice can often serve as an efficient means for quickly increasing the assets under management and profitability of the RIA, while also adding scale and efficiency to client services.  However, in light of the numerous regulatory and corporate considerations involved in such corporate combinations careful analysis and planning should be conducted prior to entering into a definitive agreement.  Not only will the acquiring RIA face legal and compliance obstacles, but the selling RIA often has a personal connection to the business being sold that needs to be considered.  [Read More](https://resources.jackolg.com/news/considerations-when-purchasing-an-investment-advisory-business-march-2016) 0 Comments [Click here to read/write comments](https://resources.jackolg.com/news/considerations-when-purchasing-an-investment-advisory-business-march-2016#comments-listing) Topics: [Investors](https://resources.jackolg.com/news/topic/investors-2), [Investment Advisers](https://resources.jackolg.com/news/topic/investment-advisers), [RIA](https://resources.jackolg.com/news/topic/ria) [All posts](https://resources.jackolg.com/news/all) ### Recent Posts ### Posts by Topic - 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