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JLG Legal Risk Management Tip – The Importance of Strategic Transition and Business Succession Planning

00105993Considerations that Businesses Should Keep in Mind Prior to Implementing a Transition and Business Succession Plan

Jacko Law Group, PC (“JLG”) published its monthly Legal Risk Management Tip (“Legal Tip”), written by Managing Partner & CEO, Michelle Jacko. Ms. Jacko’s Legal Tip discusses a series of regulatory compliance considerations for those in the registered investment advisory business, brokers who are “breaking away”, and existing registered investment advisers who are joining forces with other advisers in order to accelerate growth opportunities in the marketplace.

The JLG Legal Tip highlights the four areas of consideration below and outlines several items to consider when implementing a transition plan. Read about:

  • Formulating a Strategic Plan
  • Hiring Strategic Business Advisors
  • Transitioning to the New Firm
  • Compliance Risk Management Considerations

Please click here to read the Legal Tip in its entirety.

To browse our entire library of Legal Risk Management Tips, including insightful articles on a wide range of industry topics, please click here.

For more information on this and other related subjects, please contact us at or (619) 298-2880