Jacko Law Group, PC (“JLG”) published its monthly Legal Risk Management Tip (“Legal Tip”), written by Managing Partner & CEO, Michelle Jacko. Jacko’s Legal Tip discusses the May 20, 2015 Securities and Exchange Commission's Release No. IA-4091 which proposes certain amendments to Form ADV in order to obtain additional data related to an adviser’s business practices in three broad areas:
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Jacko Law Group, PC (“JLG”) published its monthly Legal Risk Management Tip (“Legal Tip”), written by its Attorney, Robert Boeche this April. Boeche’s Legal Tip discusses whether anti-money laundering (“AML”) regulations apply to investment advisers, duties owed by investment advisers, and potential regulatory changes that may be occurring in the near future.
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