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Jacko Law Group Blog

JLG Legal Risk Management Tip - How The Proposed Amendments To Form ADV And Advisers Act Will Impact Investment Advisers

Jacko Law Group, PC (“JLG”) published its monthly Legal Risk Management Tip (“Legal Tip”), written by Managing Partner & CEO, Michelle Jacko. Jacko’s Legal Tip discusses the May 20, 2015 Securities and Exchange Commission's Release No. IA-4091 which proposes certain amendments to Form ADV in order to obtain additional data related to an adviser’s business practices in three broad areas:

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JLG Legal Risk Management Tip – Anti-Money Laundering as Applied to Investment Advisers

Jacko Law Group, PC (“JLG”) published its monthly Legal Risk Management Tip (“Legal Tip”), written by its Attorney, Robert Boeche this April. Boeche’s Legal Tip discusses whether anti-money laundering (“AML”) regulations apply to investment advisers, duties owed by investment advisers, and potential regulatory changes that may be occurring in the near future.

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